T&C Advice Type Analysis (Section G)

This report will pick up information completed within Setup > User Info > T&C Advice types which confirms which types of advice were provided.

To setup a record for T & C advice type, click on Add record:

Record the information as required and click the Save button. If this information is to be shown on the T & C Advice type analysis report, the end date should be left blank:

If you try to add a date into this field, this pop up appears:

If you set up a new T&C Advice type record, the system will automatically apply an end date to the last open record with the same Advice category. Please note that the only advice category available in this version is Retail Investment.

Once you have recorded the information within the setup area, navigate to Compliance > Reports > Regulatory and click on the T & C Advice type analysis report: