Generating KPI figures

Key Performance Indicators (KPIs) can be used in a number of different ways, to check that you are meeting with the regulatory requirements or as a basis for an adviser review. This document shows you how to prepare the figures.

From the Main Menu click on the Compliance button on the left hand side of your screen followed by the KPIs button. Click on the Generation sub-option on the left and you will be shown a list of your advisers:

If you wish to select a specific adviser or a number of advisers then place a cross in the box against their name on the right hand side of your screen. Alternatively you may wish to mark all of your advisers, to do this place a cross in the Select all box in the top right of your screen.

Click on the Selected tab at the top of your screen and you will be shown a list of the advisers you have selected:

To identify the period you wish to prepare the report for, enter the KPI month end and KPI year end shown in the bottom left of your screen. Click on Generate KPI reports for selected Advisers for the period ending shown in the centre of your screen.