Management Reports

Due to the amount of Management reports, these are divided into five categories as seen at the bottom of the screen below – Monitoring, New Business, Supervision, Development and Registers.

If reports are required on Complaints, navigate to the ‘Registers’ tab and when this opens up, input the relevant search criteria – using the white fields at the bottom:

Select the appropriate report by clicking on it. In the example below, the Complaints reporting by Retail Investment Advisor: