Recording an Adviser's Qualifications and Specifications

CCD will help you keep a record of all of the  advisers’ qualifications and specialisations.

Select the adviser in the Compliance module and access the adviser T&C area.

The initial screen will give an overview of the adviser’s current status. To record information either select ‘Specialisations’, ‘Qualifications’ or ‘Notes’ from the tab menu at the bottom of the screen.

To record qualifications, click the tab:

If the adviser specialises in a particular areas of financial planning, this can be recorded within ‘Specialisations’: