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Assets Under Management Include Client and Family Assets Add, Edit and Remove Platform assets under management Choose to include or exclude the Client and Family Assets for the review: Add a new Platform by selecting from the dropdown ...
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This article is a continuation of Ex-Post Reviews - Client Check-In In the Report area, you will find the proposal details on the left side of the screen. The body of the report can be viewed on the right side of the screen: ...
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This article is a continuation of Ex-Post Reviews - Suitability The Costs & Charges tab includes a breakdown of all costs, in line with MiFID II directives: Disclosure also needs to include a separate forecast for costs for the first year, w...
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This article is a continuation of Ex-Post Reviews - Costs & Charges The Capacity for Loss questionnaire for the proposal will need to be completed before continuing through the tabs and onto the Client Check-In screen. If the questions have ...
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Yes, you are able to select a new holding (including generic) and create an ex-post review. When the ex-post review loads, you will see the same screen as when using a converted holding from ex-ante research, but there will be no Previous state. ...
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Investment Details In the Investment Details tab you are able to: Amend the term Select Central Investment Proposition or Whole of Market Complete MiFID II Compliance information Choose a Risk Category In this example, we will keep the t...
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Contributions & Withdrawals In the Contributions & Withdrawals tab you are able to: Add or Edit Contributions Add or Edit Withdrawals Existing Contributions and Withdrawals will be listed. You can either edit existing contributions, delete o...
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Costs & Charges Amend Adviser Fees Amend Remaining Trades (Buy/Sell) Add or amend Adviser Fees and Trades (Buy/Sell) Move onto the Optimise Portfolio tab ...
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This article is a continuation of Ex-Post Reviews - Report Content The Client Check-In screen allows you to add commentary to evidence that the clients attitude to risk, knowledge & experience and personal circumstances have been assessed. ...
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This article is a continuation of Ex-Post Reviews - Report Once the report has been reviewed, Mark as Complete at the top right of the screen: Update Holding Now The Mark as Complete button will be greyed out once done. ...