Can you use Synaptic research for Compliance checking?

Synaptic Research gives compliance officers an unrivaled ability to enforce standards across their organisation, monitor the advice which is being given, and to lower compliance risk.

  • Enforce templates for suitability reports and other reports across the entire firm.
  • Control which advisers are allowed to edit suitability reports.
  • Carry out remote file-checks.
  • Receive electronic submission of research through the system.
  • Construct panels or lists of approved products.
  • Force advisers to use those panels.
  • Or, allow trusted advisers to go off-panel.