Synaptic Research gives compliance officers an unrivaled ability to enforce standards across their organisation, monitor the advice which is being given, and to lower compliance risk.
- Enforce templates for suitability reports and other reports across the entire firm.
- Control which advisers are allowed to edit suitability reports.
- Carry out remote file-checks.
- Receive electronic submission of research through the system.
- Construct panels or lists of approved products.
- Force advisers to use those panels.
- Or, allow trusted advisers to go off-panel.