This article is a continuation of Ex-Post Reviews - Costs & Charges
The Capacity for Loss questionnaire for the proposal will need to be completed before continuing through the tabs and onto the Client Check-In screen
Complete the questionnaire:
You will not be able to proceed to the Client Check-in without the Capacity for Loss statement completed.
You have the opportunity to add any Supporting Notes to meet MiFID Compliance:
Before moving onto the Client Check-in, review the remaining tabs.
For further information on Ex-Post Reviews, see article Ex-Post Reviews - Compliance Details